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Ashford Benjamin Ltd
hong kong
Key Responsibilities Be accountable for the APAC Markets Compliance program Provide advice on regulatory interpretation and compliance issues in relation to global markets business Handle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary Review and lead new business and infrastructure initi
Job Source: Ashford Benjamin LtdMorgan McKinley
hong kong
A leading US financial institution is looking for a regulatory compliance professional handling regulatory requests and coordinating HKMA and SFC exams within banking to join their private banking arm Responsibilities The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also handle reque
Job Source: Morgan McKinleyProjob21.com Ltd.
hong kong
Worklife Balance & Excellent Job Security Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to
Job Source: Projob21.com Ltd.Projob21.com Ltd.
Hong Kong Island
Worklife Balance & Excellent Job Security Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be
Job Source: Projob21.com Ltd.Projob21.com Ltd.
Hong Kong Island, Hong Kong, Hong Kong
Worklife Balance & Excellent Job Security Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to
Job Source: Projob21.com Ltd.Morgan McKinley
hong kong
A leading investment bank is looking for experienced backend engineers to join one of their dynamic teams. Be a part of a hardworking group with a flat culture. The engineer will work on a worldwide platform that provides FX rates for international payments used by both internal and external users. Responsibilities Work on system analysis, desi
Job Source: Morgan McKinleyMorgan McKinley
hong kong
A leading investment bank is looking for an experienced Electronic Equities developer to join their team. The engineer will work on enhancements to improve various critical platforms used across APAC. Responsibilities Take ownership of the development and maintenance of our Equities Electronic algo/sor Trading platform, catering to APAC region.
Job Source: Morgan McKinleyProjob21.com Ltd.
Hong Kong Island, Hong Kong, Hong Kong
Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties As part of the Business Risk and Compliance North Asia Team. You will play a key part in conducting KYC due dilige
Job Source: Projob21.com Ltd.hong kong
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes and development
Implement related policies and procedures
Support new business initiatives and ensure related rules and regulation are identified and followed
Work closely with other compliance function on projects and other compliance related topics
Requirements
Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
Familiar with HKMA and SFC rules and regulation for global markets business
Strong understanding in fixed income/ equities products
Experience in advising various business and control functions
Regulatory Compliance - Global Investment Bank jobs in hong kong
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