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One Paramount Recruitment Limited
hong kong
Responsibilities ： Ensure investment compliance primarily with the use of the trading system Code investment restrictions and guidelines into the trading system for pre-trade and post-trade compliance monitoring. Flag, resolve and report both active and passive investment breaches in a timely manner. Handle SFC applications, regulatory and general
Job Source: One Paramount Recruitment LimitedLarson Maddox
hong kong
CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY * Handle corporate and individual SFC licensing applications； * Arrange compliance trainings and keep track of training records； * Review cl
Job Source: Larson MaddoxKPMG
hong kong
Job description KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive
Job Source: KPMGALS International
hong kong
The job incumbent is constantly required to anticipate, respond quickly and appropriately to multiple tasks and shifting priorities and to resolve conflicts/disagreements collaboratively and to build consensus. He or she needs to keep abreast of the latest development to uphold best practices. Oversee and manage the Operations functions and Supervi
Job Source: ALS InternationalDah Sing Financial Group
hong kong
About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in
Job Source: Dah Sing Financial GroupOne Paramount Recruitment Limited
hong kong
Responsibilities Support the institutional sales team to prepare marketing and sales materials, such as presentations, pitch books, and product literature Conduct market analysis to identify new business opportunities and potential clients Perform account opening for new clients and on-going KYC updating Support the Request for Proposal (RFP) proce
Job Source: One Paramount Recruitment LimitedGlobal Executive Consultants Ltd.
Hong Kong Island, Hongkong, Hong Kong
Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K) (Ref. No.: 25539) Our client, a leading Chinese bank is now urgently looking for high caliber candidate to join their team Job Duties Assessing the capital adequacy of the bank in relation to its overall risk profile Handle liquidity risk measurement, monitoring, FT
Job Source: Global Executive Consultants Ltd.Global Executive Consultants Ltd.
hong kong
Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K) (Ref. No.: 25539) Our client, a leading Chinese bank is now urgently looking for high caliber candidate to join their team Job Duties Assessing the capital adequacy of the bank in relation to its overall risk profile Handle liquidity risk measurement, monitoring, FT
Job Source: Global Executive Consultants Ltd.hong kong
Responsibilities:
Responsible for compliance program, policies and procedures
Identify, monitor, and communicate regulatory changes trends and proposals to senior management
Review marketing materials and products,
Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections
Implement compliance controls and tool to address gaps with global compliance framework
Provide training for internal staffs
Requirements
4+ years’ experience in asset management compliance
In-depth understanding in SFC type 1,4,9 rules and regulation
Fluent Mandarin and English
Asset Management Compliance jobs in hong kong
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